Search Result

201 - 220 of 755 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COB 3.5 General

As Published: 2001

COB 3.5 General

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 3.7 Records

As Published: 2003

COB 3.7 Records

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)