Search Result

61 - 80 of 428 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance