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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction