Search Result

401 - 420 of 756 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions