Search Result

401 - 420 of 752 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions