Search Result

381 - 400 of 596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise