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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

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COND 1.3 General

As Published: 2001

COND 1.3 General

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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