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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

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CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

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CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

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ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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