Search Result

301 - 320 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

COB 3.7 Records

As Published: 2003

COB 3.7 Records