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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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REC 3.6 Constitution and governance

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

LR 13.6 Related party circulars

LR 9.4 Documents requiring prior approval

SUP App 3.6 Freedom to provide services

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 6.3 Financial crime

SUP 12.9 Record keeping

REC 5.2 Application process

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COND 2.3 Threshold condition 3: Close links

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 8.2 Constitution

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COB 2.3 Reliance on others

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR 3.3 Equity securities

BIPRU 7.11 Credit derivatives in the trading book

PR 5.5 Persons responsible for a prospectus