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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services