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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance