Search Result

21 - 40 of 774 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general