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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

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