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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

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CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

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DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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