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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

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REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

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