Search Result
SYSC 3.2 Areas covered by systems and controls
As Published: 2002
SYSC 3.2 Areas covered by systems and controls
…
SUP 17.4 Obligation to make transaction reports
As Published: 2001
SUP 17.4 Obligation to make transaction reports
…
REC 2.8 Settlement and clearing services
As Published: 2004
REC 2.8 Settlement and clearing services
…
LR 17.3 Requirements with continuing application
As Published: 2006
LR 17.3 Requirements with continuing application
…
PERG 9.10 Significance of being an open-ended investment company
As Published: 2005
PERG 9.10 Significance of being an open-ended investment company
…
LR 3.5 Block listing and formal application
As Published: 2005
LR 3.5 Block listing and formal application
…
PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
As Published: 2005
PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
…
SUP 6.3 Applications for variation of permission
As Published: 2001
SUP 6.3 Applications for variation of permission
…
BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach
As Published: 2006
BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach
…