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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification