Search Result

821 - 840 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

COB 3.7 Records

As Published: 2003

COB 3.7 Records

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview