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LR 8.6 Criteria for approval as a sponsor
As Published: 2005
LR 8.6 Criteria for approval as a sponsor
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CRED 7.1 Application, purpose and interpretation
As Published: 2004
CRED 7.1 Application, purpose and interpretation
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SYSC 5.1 Skills, knowledge and expertise
As Published: 2006
SYSC 5.1 Skills, knowledge and expertise
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MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts
As Published: 2006
MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
As Published: 2006
COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
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ICOB 4.6 Commission disclosure for commercial customers
As Published: 2004
ICOB 4.6 Commission disclosure for commercial customers
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TC 2.1 Application: who? where? and what?
As Published: 2002
TC 2.1 Application: who? where? and what?
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PERG 4.5 Arranging regulated mortgage contracts
As Published: 2005
PERG 4.5 Arranging regulated mortgage contracts
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BIPRU 2.2 Internal capital adequacy standards
As Published: 2006
BIPRU 2.2 Internal capital adequacy standards
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COLL 5.2 General investment powers and limits for UCITS schemes
As Published: 2005
COLL 5.2 General investment powers and limits for UCITS schemes
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ICOB 6.3 Notification of cancellation by the retail customer
As Published: 2005
ICOB 6.3 Notification of cancellation by the retail customer
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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
As Published: 2006
SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
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