Search Result

661 - 680 of 769 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)