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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application