Search Result

601 - 620 of 746 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 8.1 Application

As Published: 2005

LR 8.1 Application

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers