Search Result

521 - 540 of 864 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making