Search Result

481 - 500 of 555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?