Search Result

461 - 480 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PR App 3.1

As Published: 2005

PR App 3.1

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose