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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

COB 3.5 General

As Published: 2001

COB 3.5 General

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

COB 10.1 Application

As Published: 2006

COB 10.1 Application

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

DISP 1.7 The Society of Lloyd's

As Published: 2005

DISP 1.7 The Society of Lloyd's

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries