Search Result

761 - 800 of 849 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries