Search Result

301 - 320 of 699 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application