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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information