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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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