Search Result

261 - 280 of 348 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing