Search Result

221 - 240 of 348 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market