Search Result

201 - 220 of 702 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion