Search Result

181 - 200 of 318 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms