Search Result

421 - 440 of 785 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

PR App 1.1

As Published: 2005

PR App 1.1

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose