Search Result

421 - 440 of 825 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings