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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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