Search Result

201 - 220 of 741 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose