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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose