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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation