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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable