Search Result

601 - 620 of 787 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions