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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?