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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms