Search Result

401 - 420 of 718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund