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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers