Search Result

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

…

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

…

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 5.2 Application process

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SUP 5.6 Confidential information and privilege

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DTR 5.4 Aggregation of managed holdings

BIPRU 11.4 Technical criteria on disclosure: General criteria

DTR 1.1 Application and purpose (Disclosure rules)

APER 4.4 Statement of Principle 4

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 8.24 Advising on investments

COLL 4.4 Meetings of Unitholders and service of notices

LR 8.5 Responsibilities of listed companies

LR 19.5 Disclosures

LR 5.5 Miscellaneous

DISP App 1.3 Eligible complainant

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 10.4A The application of EU Directives

LR 18.2 Requirements for listing

LR 5.3 Requests to cancel or suspend