Search Result

361 - 380 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate