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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

…

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

…

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

…

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

…

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

…

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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